Schedule 13G

0001140361-11-006886.txt : 20110208 0001140361-11-006886.hdr.sgml : 20110208 20110208120127 ACCESSION NUMBER: 0001140361-11-006886 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POPE RESOURCES LTD PARTNERSHIP CENTRAL INDEX KEY: 0000784011 STANDARD INDUSTRIAL CLASSIFICATION: FORESTRY [0800] IRS NUMBER: 911313292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-37192 FILM NUMBER: 11581230 BUSINESS ADDRESS: STREET 1: 19245 10TH AVE NE CITY: POULSBO STATE: WA ZIP: 98370 BUSINESS PHONE: 360-394-0520 MAIL ADDRESS: STREET 1: 19245 10TH AVE NE CITY: POULSBO STATE: WA ZIP: 98370 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAHL JAMES H CENTRAL INDEX KEY: 0000933422 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD SUITE 902 STREET 2: 1200 RIVERPLACE BLVD SUITE 902 CITY: JACKSONVILLE STATE: FL ZIP: 32207 SC 13G 1 doc1.htm Schedule 13G

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. n/a )*

Pope Resources, A Delaware Limited Partnership

(Name of Issuer)

Partnership Units

(Title of Class of Securities)

732857 10 7

(CUSIP Number)

February 04, 2011

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

x Rule 13d-1(c)

o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No.

732857 10 7

< TD align="left" colSpan="4">5.40%


1	NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	JAMES H. DAHL

2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
	(a) o
	(b) o

3	SEC USE ONLY



4	CITIZENSHIP OR PLACE OF ORGANIZATION

	United States

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:		5	SOLE VOTING POWER

			232,291

		6	SHARED VOTING POWER

			0

		7	SOLE DISPOSITIVE POWER

			232,291

		8	SHARED DISPOSITIVE POWER

			0

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

	232,291(See Footnote)

10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

	o

11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)



12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

	IN
	FOOTNOTES

	James H. Dahl is the direct beneficial owner of 40,945 Partnership Units of Pope Resources, a Delaware Limited Partnership. Mr. Dahl owns the other 191,346 Partnership Units through various trusts over which Mr. Dahl retains sole voting and investment power, as follows: (i) 49,849 Partnership Units held by James H. Dahl Trust FBO Kathryn Whitten Dahl. (ii) 18,579 Partnership Units held by James H. Dahl Trust FBO James Andrew Dahl. (iii) 7,957 Partnership Units held by IRA FBO James H. Dahl (ROTH Conversion Account) (iv) 69,886 Partnership Units held by IRA FBO James H. Dahl (v) 15,825 Partnership Units held by Kathleen M. Dahl Irrevocable Trust (vi) 29,250 Partnership Units held by Dahl Family Foundation, Inc.

Item 1.

(a)

Name of Issuer

Pope Resources, a Delaware Limited Partnership

(b)

Address of Issuer’s Principal Executive Offices

19245 10th Avenue NE
Poulsbo, WA 98370

Item 2.

(a)

Name of Person Filing

James H. Dahl

(b)

Address of Principal Business Office or, if none, Residence

501 Riverside Avenue
Suite 902
Jacksonville, FL 32202

(c)

Citizenship

United States

(d)

Title of Class of Securities

Partnership Units

(e)

CUSIP Number

732857 10 7

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

(e)

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).

(k)

A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount beneficially owned: 232,291

(b)

Percent of class: 5.40

(c)

Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote: 232,291

(ii)

Shared power to vote or to direct the vote: 0

(iii)

Sole power to dispose or to direct the disposition of: 232,291

(iv)

Shared power to dispose or to direct the disposition of: 0

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o .

Not Applicable

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not Applicable

Item 8.

Identification and Classification of Members of the Group

Not Applicable

Item 9.

Notice of Dissolution of Group

Not Applicable

Item 10.	Certification

	By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.



Date: February 08, 2011	By:	/s/ James H. Dahl
		Name: James H. Dahl
		Title: [SEE SIGNATURE EX. 1.1]

Footnotes:

James H. Dahl is the direct beneficial owner of 40,945 Partnership Units of Pope Resources, a Delaware Limited Partnership. Mr. Dahl owns the other 191,346 Partnership Units through various trusts over which Mr. Dahl retains sole voting and investment power, as follows:

(i) 49,849 Partnership Units held by James H. Dahl Trust FBO Kathryn Whitten Dahl.
(ii) 18,579 Partnership Units held by James H. Dahl Trust FBO James Andrew Dahl.
(iii) 7,957 Partnership Units held by IRA FBO James H. Dahl (ROTH Conversion Account)
(iv) 69,886 Partnership Units held by IRA FBO James H. Dahl
(v) 15,825 Partnership Units held by Kathleen M. Dahl Irrevocable Trust
(vi) 29,250 Partnership Units held by Dahl Family Foundation, Inc.

Attention:

Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

EX-1.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document

By: /s/ James H. Dahl

Name: James H. Dahl

Title: James H. Dahl, individually and as

Trustee of each of IRA FBO James H. Dahl

(ROTH Conversion Account), IRA FBO

James H. Dahl, and Kathleen M. Dahl Irrevocable

Trust

By: /s/ William L. Dahl

Name: William L. Dahl

Title: Trustee of each of James H. Dahl Trust FBO

Kathryn Whitten Dahl, James H. Dahl

Trust FBO James Andrew Dahl, and Dahl Family Foundation,

Inc.